When it comes to compliance, confidence matters.
That’s why we’re excited to share that IntelligenceBank’s storage capabilities have now been officially verified as compliant with FINRA Rule 17a-4 – the gold standard for how marketing and communications records are retained in financial services.
We’ve always built our platform with robust storage, governance, and auditability in mind. This verification affirms what many of our customers already rely on: IntelligenceBank supports the high standards required for regulated industries, without needing third-party archiving tools or manual workarounds.
What does this mean for you?
If you work in financial services – especially at a broker-dealer or any organization regulated by FINRA – this makes it even easier to manage the entire content lifecycle in one platform. From creative development to final approval and now compliant retention, it’s all covered in a single system.
Our FINRA-compliant storage includes:
- Retention policies that align with Rule 17a-4
- Immutable record keeping
- Full version history and audit trails
- Secure, role-based access controls
- Tamper-proof, redundant backups
- Centralized, searchable archiving
A milestone that strengthens what’s already strong
This isn’t a new feature – it’s a new level of assurance. IntelligenceBank’s platform was already designed for enterprise-grade compliance. Now it carries formal validation for one of the most important regulatory requirements in financial services.
Want to know more?
If you’re already using IntelligenceBank, your account manager can help you activate FINRA-compliant storage or walk you through how it works.
New to IntelligenceBank? Book a demo to see how we make compliant marketing easier – from start to archive.
